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Securities Industry Overview
 THE PROGRAM
- What are securities?
- Who are the players in the market and what are their roles?
- What are the key business and systems challenges for the new millennium?
SECURITIES INDUSTRY OVERVIEW is a training seminar based on a securities market model designed to help answer these and other questions in a succinct modular format. The seminar presents an overview of the various US and Non-US security products and a model of market participants and their roles. Within this model, business and systems requirements for trading & investment management, securities accounting, and custody processing are described for industry participants such as:
- Banks
- Brokers
- Insurance Companies
- Mutual Funds
- Investment Advisors
- Domestic & Global Custodians
Seminar Contents
1.0 SECURITY TYPES
1.1 Equities
1.2 Debt
1.3 Money Markets
1.4 Mortgage Backeds
1.5 Asset Backeds
1.6 Derivatives
1.7 Non-US Securities
1.8 Foreign Exchange
1.9 Mutual Funds
2.0 SECURITIES MARKET MODEL
2.1 Issues
2.2 Underwriters
2.3 Investment Managers
2.4 Brokers
2.5 Exchanges & OTC
2.6 Clearing/Depository Organizations
2.7 Custody Banks
3.0 INVESTMENT MANAGERS
3.1 Banks
3.2 Brokers
3.3 Insurance Companies
3.4 Mutual Fund Companies
3.5 Investment Advisors
4.0 BUSINESS AND SYSTEMS FUNCTIONS
4.1 Investment Management & Trading
4.2 Custody and Securities Operations
4.3 Securities Accounting
5.0 SECURITIES INDUSTRY CHALLENGES
5.1 Global Markets
5.2 T+1 Settlement
5.3 Straight Through Processing
"Bridging the gap" between business and technology
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